Nevada Administrative Code (Last Updated: January 6, 2015)

NAC90.042. “Federal covered adviser” defined.

Latest version.

“Federal covered adviser” means a person who is:

1. Registered or required to be registered pursuant to section 203 of the Investment Advisers Act of 1940, 15 U.S.C. § 80b-3; or

2. Excluded from the definition of “investment adviser” pursuant to subparagraph (11) of paragraph (a) of section 202 of the Investment Advisers Act of 1940, 15 U.S.C. § 80b-2(a)(11).

(Added to NAC by Sec’y of State, eff. 10-30-97; A by R016-02, 8-6-2002)

                    
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