Nevada Administrative Code (Last Updated: January 6, 2015)

NAC90.078. “Securities industry personnel” defined.

Latest version.

“Securities industry personnel” includes, without limitation, broker-dealers, sales representatives, investment advisers, representatives of investment advisers and any other persons the Administrator designates as securities industry personnel pursuant to a rule or order.

(Added to NAC by Sec’y of State, eff. 10-30-97)

                    
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