NAC90.329. Notification of customers before assessing new charges for services performed.

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A broker-dealer, sales representative, investment adviser, representative of an investment adviser or transfer agent shall notify a customer in writing at least 30 days before assessing any new charges for services performed. The notice must be placed on the front of the account statement or other document containing the notice. The notice must be printed in a type size which is equal to the type used to print any statement of charges or fees sent to the customer.

(Added to NAC by Sec’y of State, eff. 11-19-92; A by R016-02, 8-6-2002; R033-08, 6-17-2008)

                    
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