NAC90.340. Failure to comply with Rule 15c3-1: Disciplinary proceedings.

Latest version.

Disciplinary proceedings may be commenced pursuant to NRS 90.420 against a broker-dealer who fails to comply with the provisions of Rule 15c3-1 of the Securities and Exchange Commission, relating to capital requirements.

(Added to NAC by Sec’y of State, eff. 4-22-88; A 10-16-89)

                    
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