NAC90.392. Licensing requirements; changes in certain information; expiration and renewal of license.

     1. A broker-dealer who maintains a branch office must obtain a license from the Division before doing business at that office.

     2. A broker-dealer who desires to obtain the license required by this section must:

     (a) File an Application for Licensing of a Branch Office (Nevada Form 360-2);

     (b) Be licensed in this State as a broker-dealer and, if qualification is required by NRS 80.010, be qualified to do business in this State; and

     (c) Pay the appropriate fee set forth in NRS 90.360.

     3. If any change occurs in the information set forth in an application made pursuant to this section, the applicant shall, within 30 days after the change, file an Amendment to Registration of a Branch Office (Nevada Form 360-2A) and pay the appropriate fee set forth in NRS 90.360.

     4. A license obtained pursuant to this section expires on December 31 of each year. The license must be renewed annually on or before December 31 by paying the appropriate fee set forth in NRS 90.360.

     (Added to NAC by Sec’y of State, 10-16-89, eff. 1-1-90; A by R016-02, 8-6-2002; R047-04, 5-25-2004)