Nevada Administrative Code (Last Updated: January 6, 2015) |
Chapter90 Securities |
SECURITIES AGENTS |
Branch Offices |
NAC90.393. Licensing of person in charge; roster of affiliated sales representatives.
Latest version.
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1. The individual in charge of a branch office must be licensed in this State as a sales representative or broker-dealer.
2. A broker-dealer who maintains a branch office shall keep a current roster of the sales representatives affiliated with that office.
(Added to NAC by Sec’y of State, eff. 10-16-89)