Exemptions From Registration


NAC 90.495. Claim of exemption: Applicable fee and filing requirements; burden of proof when filing not required.
NAC 90.496. Claim of exemption: Effective period.
NAC 90.497. Claim of exemption: Expeditious processing.
NAC 90.498. Claim of exemption: Offering issued in series of securities or relating to multiple funds.
NAC 90.500. Securities listed on certain exchanges.
NAC 90.505. Rated promissory note, draft, bill of exchange or banker’s acceptance.
NAC 90.510. Statutory exemption for nonissuer transaction by sales representative licensed in State: Inclusion of information on issuer in designated securities manual.
NAC 90.512. Nonissuer transaction by sales representative licensed in State: Security complying with certain requirements for statutory exemption.
NAC 90.515. Offering complying with Regulation D of Securities and Exchange Commission.
NAC 90.516. Nonissuer transaction by sales representative licensed in State: Security included or designated for inclusion in Nasdaq SmallCap Market.
NAC 90.517. Nonissuer transaction by sales representative licensed in State: Security included or designated for inclusion in OTC Bulletin Board.
NAC 90.518. Nonissuer transaction by sales representative licensed in State: Security of no more than $100,000 held by shareholder for 12-month period.
NAC 90.519. Certain securities issued by governmental entities.
NAC 90.521. Offer or sale complying with Regulation S of Securities and Exchange Commission.
NAC 90.522. Nonissuer transaction for which designated registration statement filed with and declared effective by Securities and Exchange Commission.
NAC 90.525. Isolated transaction.
NAC 90.532. Offering of certain securities for which designated notice is filed within 15 days after first sale.
NAC 90.534. Certain offers of securities made over the Internet or similar electronic system.
NAC 90.536. Certain offers of securities made to accredited investors.
NAC 90.538. Certain offers of securities made to solicit interest.