NAC90.321. Adoption by reference of Conduct Rules; review of changes.

     1. The Administrator hereby adopts by reference the Conduct Rules adopted by the Financial Industry Regulatory Authority as published in the manual of that Authority. A softcover copy of the manual is available from the Financial Industry Regulatory Authority MediaSource, P.O. Box 9403, Gaithersburg, Maryland 20898-9403, at the price of $10, plus $4.95 for shipping and handling for members, or at the price of $29.95, plus $8.50 for shipping and handling for nonmembers. The manual is also available, free of charge, from the Financial Industry Regulatory Authority at the Internet address http://finra.complinet.com/finra/.

     2. The Administrator will periodically review the Conduct Rules and determine within 30 days after the review whether any change made to those rules is appropriate for application in this State. If the Administrator does not disapprove a change to an adopted rule within 30 days after the review, the change is deemed to be approved by the Administrator.

     (Added to NAC by Sec’y of State by R016-02, eff. 8-6-2002; A by R033-08, 6-17-2008)