Nevada Administrative Code (Last Updated: January 6, 2015) |
Chapter90 Securities |
SECURITIES AGENTS |
General Provisions |
NAC 90.321. Adoption by reference of Conduct Rules; review of changes. |
NAC 90.325. Availability of registration materials for uniform examinations. |
NAC 90.327. Unethical and dishonest practices. |
NAC 90.328. Fraudulent practices. |
NAC 90.329. Notification of customers before assessing new charges for services performed. |
NAC 90.3292. Broker-dealers and sales representatives: Exemption from licensing requirements under certain circumstances. |
NAC 90.3293. Investment advisers and representatives of investment advisers: Electronic transfer of fees to and filing of documents with certain depositories. |
NAC 90.3294. Federal covered advisers: Licensing requirements inapplicable under certain circumstances. |
NAC 90.3296. Federal covered advisers: Employment restrictions. |
NAC 90.3298. Securities industry personnel: Use of Internet for distribution of information. |