| GENERAL PROVISIONS |
| NAC 90.011. Definitions. |
| NAC 90.015. “Administrator” defined. |
| NAC 90.020. “Affiliate of an issuer” defined. |
| NAC 90.025. “Assistant sales representative” defined. |
| NAC 90.027. “Branch office” defined. |
| NAC 90.030. “Central Registration Depository” defined. |
| NAC 90.035. “Control person” defined. |
| NAC 90.040. “Division” defined. |
| NAC 90.042. “Federal covered adviser” defined. |
| NAC 90.045. “Fiscal year” defined. |
| NAC 90.051. “Insider” defined. |
| NAC 90.053. “Investment Adviser Registration Depository” defined. |
| NAC 90.061. “Nasdaq” defined. |
| NAC 90.071. “Office of the Administrator” defined. |
| NAC 90.075. “Representative of an investment adviser” defined. |
| NAC 90.078. “Securities industry personnel” defined. |
| NAC 90.088. “Institutional buyer” interpreted. |
| NAC 90.090. “Investment contract” interpreted. |
| NAC 90.101. Severability of provisions. |
| ADMINISTRATION |
| NAC 90.315. Availability of forms. |
| NAC 90.3155. Irrevocable consent to service of process. |
| NAC 90.317. Issuance of written interpretations of provisions. |
| NAC 90.318. Request for waiver or no-action letter. |
| SECURITIES AGENTS |
| General Provisions |
| Broker-Dealers |
| Sales Representatives |
| Assistant Sales Representatives |
| Transfer Agents |
| Investment Advisers |
| Representatives of Investment Advisers |
| Branch Offices |
| REGISTRATION OF SECURITIES |
| General Provisions |
| Registration by Filing |
| Registration by Coordination |
| Registration by Qualification |
| Development Stage Companies |
| Exemptions From Registration |
| PROCEEDINGS BEFORE THE ADMINISTRATOR |
| NAC 90.540. Applicability. |
| NAC 90.545. Notice. |
| NAC 90.550. Representation by counsel. |
| NAC 90.555. Administrator’s staff to bring proceeding; respondent. |
| NAC 90.560. Complaint; answer; setting of hearing. |
| NAC 90.565. Motions. |
| NAC 90.570. Pleading, motion or other paper: Filing of copies; service of documents. |
| NAC 90.575. Discovery. |
| NAC 90.580. Location of hearing. |
| NAC 90.585. Conduct of hearing. |
| NAC 90.590. Record. |
| NAC 90.595. Continuance or adjournment of hearing. |
| NAC 90.600. Fees of witnesses. |
| NAC 90.605. Rendering of order or decision; petition for rehearing. |
| NAC 90.610. Granting or denying petition for rehearing. |