General Provisions

NAC 90.395. Definitions.

NAC 90.398. Electronic filing; electronic payment of fees.

NAC 90.400. Filing of Year-End Securities Sales Report.

NAC 90.402. Prospectus: Index.

NAC 90.403. Prospectus: Use and availability of Small Company Offering Registration Form.

NAC 90.405. Application of statements of policy to offerings; offerings made with unreasonable amounts of underwriters’ and sellers’ compensation; aggregate amount of compensation.

NAC 90.408. Registration statements: Use of financial statements and financial information prepared in accordance with generally accepted accounting principles of Canada.

NAC 90.410. Registration statements deemed abandoned: Circumstances and effect.

NAC 90.412. Withdrawal of registration statement.

NAC 90.413. Application to extend effectiveness of registration statement.

NAC 90.415. Waiver of provisions.

Registration by Filing

NAC 90.420. Documents required to accompany filing.

NAC 90.425. Accelerated effectiveness.

NAC 90.430. Posteffective amendment.

NAC 90.435. Timely filing of reports.

Registration by Coordination

NAC 90.440. Documents required to accompany filing.

NAC 90.445. Accelerated effectiveness.

NAC 90.450. Posteffective amendment.

NAC 90.453. Effective date of registration statement filed with Securities and Exchange Commission.

NAC 90.455. Written notice of date federal registration statement became effective.

Registration by Qualification

NAC 90.460. Documents required to accompany filing.

NAC 90.465. Amendment to prospectus, pamphlet or similar document.

NAC 90.470. Preparation and auditing of financial statements.

Development Stage Companies

NAC 90.475. Applicability.

NAC 90.480. Contents of registration statement or offering document; penalty for failure to comply.

NAC 90.483. Registration by qualification: Additional filings required after filing of registration statement; enforcement.

NAC 90.485. Limitation on amount of dilution in offering; remedy for violation.

NAC 90.490. Offering of debt securities, equity securities or securities convertible to equity securities; offering of partnership units or trust certificate.

NAC 90.492. Submission to Division of material change in issuer or offering.

Exemptions From Registration

NAC 90.495. Claim of exemption: Applicable fee and filing requirements; burden of proof when filing not required.

NAC 90.496. Claim of exemption: Effective period.

NAC 90.497. Claim of exemption: Expeditious processing.

NAC 90.498. Claim of exemption: Offering issued in series of securities or relating to multiple funds.

NAC 90.500. Securities listed on certain exchanges.

NAC 90.505. Rated promissory note, draft, bill of exchange or banker’s acceptance.

NAC 90.510. Statutory exemption for nonissuer transaction by sales representative licensed in State: Inclusion of information on issuer in designated securities manual.

NAC 90.512. Nonissuer transaction by sales representative licensed in State: Security complying with certain requirements for statutory exemption.

NAC 90.515. Offering complying with Regulation D of Securities and Exchange Commission.

NAC 90.516. Nonissuer transaction by sales representative licensed in State: Security included or designated for inclusion in Nasdaq SmallCap Market.

NAC 90.517. Nonissuer transaction by sales representative licensed in State: Security included or designated for inclusion in OTC Bulletin Board.

NAC 90.518. Nonissuer transaction by sales representative licensed in State: Security of no more than $100,000 held by shareholder for 12-month period.

NAC 90.519. Certain securities issued by governmental entities.

NAC 90.521. Offer or sale complying with Regulation S of Securities and Exchange Commission.

NAC 90.522. Nonissuer transaction for which designated registration statement filed with and declared effective by Securities and Exchange Commission.

NAC 90.525. Isolated transaction.

NAC 90.532. Offering of certain securities for which designated notice is filed within 15 days after first sale.

NAC 90.534. Certain offers of securities made over the Internet or similar electronic system.

NAC 90.536. Certain offers of securities made to accredited investors.

NAC 90.538. Certain offers of securities made to solicit interest.