| General Provisions |
| NAC 90.321. Adoption by reference of Conduct Rules; review of changes. |
| NAC 90.325. Availability of registration materials for uniform examinations. |
| NAC 90.327. Unethical and dishonest practices. |
| NAC 90.328. Fraudulent practices. |
| NAC 90.329. Notification of customers before assessing new charges for services performed. |
| NAC 90.3292. Broker-dealers and sales representatives: Exemption from licensing requirements under certain circumstances. |
| NAC 90.3293. Investment advisers and representatives of investment advisers: Electronic transfer of fees to and filing of documents with certain depositories. |
| NAC 90.3294. Federal covered advisers: Licensing requirements inapplicable under certain circumstances. |
| NAC 90.3296. Federal covered advisers: Employment restrictions. |
| NAC 90.3298. Securities industry personnel: Use of Internet for distribution of information. |
| Broker-Dealers |
| NAC 90.330. Applicant for licensing: Filing requirements; payment of fee. |
| NAC 90.335. Filing of balance sheet. |
| NAC 90.340. Failure to comply with Rule 15c3-1: Disciplinary proceedings. |
| NAC 90.342. Compliance with certain provisions of Conduct Rules. |
| NAC 90.345. Expiration and renewal of license. |
| NAC 90.350. Withdrawal from licensing. |
| Sales Representatives |
| NAC 90.355. Applicant for licensing: Filing requirements; payment of fee; required examinations. |
| NAC 90.360. Cessation of employment or contractual relationship with broker-dealer. |
| NAC 90.365. Expiration and renewal of license. |
| NAC 90.368. Licensing as representative of investment adviser: Exemption from licensing requirements under certain circumstances. |
| NAC 90.369. Licensing requirements inapplicable under certain circumstances. |
| Assistant Sales Representatives |
| NAC 90.371. Licensing requirements; expiration and renewal of license. |
| NAC 90.373. Restrictions on activities and compensation. |
| Transfer Agents |
| NAC 90.374. Applicant for licensing: Filing requirements. |
| NAC 90.3743. Expiration and renewal of license. |
| NAC 90.3745. Compliance with certain provisions of Conduct Rules. |
| NAC 90.3747. Withdrawal from licensing. |
| Investment Advisers |
| NAC 90.375. Applicant for initial license: Filing requirements; payment of fee. |
| NAC 90.380. Expiration and renewal of license; filing of amendments and updates to Form ADV. |
| NAC 90.385. Withdrawal from licensing. |
| NAC 90.3864. Adoption by reference of certain policies and rules governing practice. |
| NAC 90.3866. Materials adopted by reference: Availability. |
| NAC 90.3868. Materials adopted by reference: Review of changes. |
| NAC 90.387. Recordkeeping requirements; disclosures to clients. |
| NAC 90.390. Minimum net capital or tangible net worth; submission of certificate of accountant. |
| Representatives of Investment Advisers |
| NAC 90.391. Applicant for initial license: Filing requirements; payment of fee. |
| NAC 90.3911. Expiration and renewal of license; required updating of certain information. |
| NAC 90.3912. Licensing requirements inapplicable under certain circumstances. |
| NAC 90.3915. Cessation of employment or contractual relationship with investment adviser. |
| Branch Offices |
| NAC 90.392. Licensing requirements; changes in certain information; expiration and renewal of license. |
| NAC 90.3925. Designation as office of supervisory jurisdiction; designation of manager. |
| NAC 90.393. Licensing of person in charge; roster of affiliated sales representatives. |
| NAC 90.3935. Restrictions on name and location of operation. |
| NAC 90.394. Grounds for denial, suspension or revocation of license. |
| NAC 90.3945. Notification of Division before closing office or terminating business. |